Client Alert: Reminder to Send Annual Private Notices
Each fund must distribute the annual notice to individual investors every twelve months. Usually, the fund must mail a hard copy of the notice to each investor. However, the fund may meet the distribution requirement by emailing the notice to an investor or by posting it on a fund website that the investor can access if the investor has specifically consented to receiving information electronically from the fund.
If you have any questions regarding complying with the Privacy of Consumer Financial Information rule or the form a notice should take, please call Keith Kaplan at 215-569-4143 or Jon Katona at 215-569-4222.
 The policy or a link to the policy must be posted on a webpage that investors access frequently.